Ethics in Artificial Intelligence (AI) Research Initiative for the Asia Pacific

Facebook and HKU Announce the Winners of the Ethics in AI Research Initiative for the Asia Pacific

Last Update: June 18, 2020 (Thursday)

Facebook and the Centre for Civil Society and Governance (CCSG) at The University of Hong Kong (HKU) today announced the winners of the Ethics in AI Research Initiative for the Asia Pacific, an initiative to help support thoughtful and groundbreaking academic research in the field of artificial intelligence (AI) ethics. The development of AI technologies often brings to light intricate and complex ethical questions that the industry alone cannot solve. Important research questions in the application of AI should be dealt with not only by companies building and deploying the technology, but also by independent academic research institutions.

To support AI ethics research in the Asia Pacific region, Facebook partnered with CCSG and the Privacy Commissioner for Personal Data, Hong Kong (esteemed co-chair of the Permanent Working Group on Ethics and Data Protection in AI of the Global Privacy Assembly) to invite request for proposals (RFP) in December 2019. This RFP aimed to support independent AI ethics research that takes local traditional knowledge and regionally diverse perspectives into account. The RFP was open to academic institutions, think tanks, and research organizations registered and operational across Asia Pacific.

"The latest advancements in AI bring transformational changes to society, but at the same time an array of complex ethical questions that must be closely examined. At Facebook, we believe our understanding of AI should be informed by research conducted in open collaboration with the community. That’s why we’re keen to support independent academic research institutions in APAC to pursue interdisciplinary research in AI ethics that will enable ongoing dialogue on these important issues in the application of AI technology that has a lot of potential to benefit society and mankind,”

Raina Yeung

Head of Privacy and Data Policy, Engagement, APAC at Facebook

“Artificial Intelligence (AI) has created substantial potential for the attainment of the UN Sustainable Development Goals. To fully materialize the potential, AI’s application needs to be ethical, and effectively governed by appropriate rules and mechanisms in multiple arenas. Our Centre is pleased to collaborate with the academia, the AI industry, and the public and business sectors in this initiative to promote research and dialogue on AI ethics in the Asia Pacific region. I look forward to seeing some of the research findings of the winning projects which will inform policy deliberation and action,”

Professor Wai-fung Lam

Director of Centre for Civil Society and Governance, The University of Hong Kong

“AI technologies are increasingly being applied to various industries to enhance business operations, and ethical issues arising from these applications, such as ethical and fair processing of personal data, must be fully addressed. Commercial and public sectors, academia, and regulatory bodies need to work together to promote a strong ethical culture when it comes to the development and application of AI systems. Besides advocating accountability and data ethics for AI, we as the co-chair of the Permanent Working Group on Ethics and Data Protection in AI of the Global Privacy Assembly also take the lead in working out practical guidance in addressing ethical and data protection issues in AI systems. We hope the winning projects will facilitate better understanding of ethics and data protection in AI, and foster regional efforts in this field,”

Stephen Kai-yi Wong

Privacy Commissioner for Personal Data, Hong Kong

Applicants were asked to submit proposals that look into Ethics/fairness by design; Governance; and AI ethics and diversity. More than 50 proposals were received from 12 countries and cities across the region, and shortlisted candidates were reviewed by a selection committee. The Committee, chaired by Professor Lam, and comprising professionals from diverse backgrounds, have exerted their best effort in selecting excellent proposals. The grants are awarded to 8 winners from 7 countries and cities to support their research. Researchers will have full control of the research timeline and subsequent publication of their completed research papers.

A number of knowledge exchange events have been planned, including the Responsible AI Forum 2020 to be held in Munich, Germany by The Technical University of Munich and another workshop to be organized by CCSG in Hong Kong in 2021. These events aim to bring together members of interested stakeholders and the winners of this Research Initiative to discuss on the responsible use of AI.

Full list of Winners of the Ethics in AI Research Initiative for the Asia Pacific*

AI decisions with dignity: Promoting interactional justice perceptions

Dr. Sarah Bankins, Assistant Professor Paul Formosa, Professor Deborah Richards (Macquarie University, Australia), Dr. Yannick Griep (Radboud University, Netherlands)

The challenges of implementing AI ethics frameworks in the Asia Pacific

Manju Lasantha Fernando, Ramathi Bandaranayake, Viren Dias, Helani Galpaya, Professor Rohan Samarajiva (LIRNEasia, Sri Lanka)

Culturally informed pro-social AI regulation and persuasion framework

Dr. Junaid Qadir (Information Technology University of the Punjab, Pakistan), Dr. Amana Raquib (Institute of Business Administration – Karachi, Pakistan)

Ethical challenges on application of AI for the aged care

Dr. Bo Yan, Dr. Priscilla Song, Professor Chia-Chin Lin (The University of Hong Kong, Hong Kong)

Ethical technology assessment on AI and internet of things

Dr.Melvin Jabar, Dr. Ma. Elena Chiong Javier (De La Salle University, Philippines), Mr. Jun Motomura (Meio University, Okinawa, Japan), Dr. Penchan Sherer (Mahidol University, Thailand)

Operationalizing information fiduciaries for AI governance

Yap Jia Qing (eTPL.Asia, Singapore), Ong Yuan Zheng, Lenon (eTPL.Asia (LawTech.Asia)), Riyanka Roy Choudhury (eTPL.Asia (Emerging Technologies Policy Forum)), Rocco Hu (eTPL.Asia (Emerging Technologies Policy Forum)), Elizaveta Shesterneva (eTPL.Asia(LawTech.Asia))

Respect for rights in the era of automation, using AI and robotics

Emilie Pradichit (Manushya Foundation, Thailand), Henning Glasser, Dr. Duc Quang Ly, Venus Phuangkom (German-Southeast Asian Center of Excellence for Public Policy and Good Governance, Thailand), Ananya Ramani, Evie van Uden (Manushya Foundation)

The uses and abuses of black box AI in emergency medicine

Professor Robert Sparrow, Joshua Hatherley, Dr. Mark Howard (Monash University, Australia)

*Principal investigators are listed first unless otherwise noted

Facebook and CCSG wish to thank all entities who submitted a proposal and congratulate the winners.

Overview

Artificial Intelligence (AI) technological developments pose intricate and complex ethical questions that the industry alone cannot answer. Important research questions in the application of AI should be dealt with not only by companies building and deploying the technology, but also by independent academic research institutions. The latter are best equipped to pursue interdisciplinary research that will benefit society.

To help support rigorous and groundbreaking academic research in these areas, Facebook is collaborating with the Centre for Civil Society and Governance of The University of Hong Kong and the Privacy Commissioner for Personal Data, Hong Kong (esteemed co-chair of the ICDPPC Permanent Working Group on Ethics and Data Protection in AI) to launch a Research Initiative to advance Ethics in Artificial Intelligence (AI) in the Asia Pacific region that takes into account different disciplinary perspectives. This line of research will also complement Facebook’s efforts that bolster independent research being done in these areas, like the TUM Institute for Ethics in AI and similar Research Awards offered in other countries and regions, such as India and Latin America.

The Research Initiative, through a Request for Proposals (RFP), will result in the production of papers from academic institutions, think tanks, and research organizations registered and operational across the Asia Pacific region. Proposals will be reviewed by a selection committee, and the entities whose proposals are selected will receive a research grant.

Research Themes

1) Ethics / Fairness by Design

Policy makers are emphasizing the need for ethics by design (see ICDPPC Declaration on Ethics and Data Protection in Artificial Intelligence here). What kinds of policy actions or regimes can foster academia and industry to collaborate for promoting and advancing ethics by design practices and frameworks?
How can developers and companies ensure that their AI systems are explainable, what is the purpose of the latter, and what does it entail?
How can academia help companies and governments better understand and operationalize ethics within their own sectors and activities? How can academia both inspire and build on industry best practices for responsible and ethical development of AI?
How can developers and companies ensure that their AI systems and applications are built in a fair and unbiased way? How should social science and humanities questions around fairness and discrimination be embedded into the technical design of AI? What best practices can we advance in this space?
How can developers and companies ensure that their AI systems are transparent to the affected individuals in a meaningful way? (For example: how will a person know whether he or she is being unfairly discriminated against because of an automated decision?)
What level of autonomy or control should be provided to the affected individuals concerning the use of AI without compromising the legitimate purposes of AI, and how should the control be provided?

2) Governance

How do formal legal instruments, including existing and proposed legislation, and ethical AI governance frameworks (informal) interact and mutually influence each other? Does the former stem or preempt the latter, and are they complementary or competing?
What is the role of Ethical Codes in the broader regulatory landscape? How should they relate to laws and regulations (either existing or being debated)?
What is the role of academia in 1) promoting research on AI Governance Frameworks; 2) analyzing, anticipating, and identifying gaps in legislation and other governance models related to AI development and use; and 3) articulating best practices to guide ethical and innovative uses of data?

3) AI Ethics & Diversity

How should AI developers and companies foster and apply a multicultural approach to the ethical design of AI?
How can we reconcile and strike a balance between the benefits of a global approach to the need to acknowledge important particularities and differences stemming from companies’ regional user base?
What would be a sound and scalable methodology for researchers and product developers to recognize and solve ethical challenges, while leveraging different regional perspectives?

To Apply

The Request For Proposals is open to academic institutions, think tanks, and research organizations registered and operational in the Asia Pacific region. The questions and themes under each of the 3 key areas below are just examples of possible research questions. Applicants are encouraged to come up with their own proposals and to leverage, as much as possible, regional context and local examples in their submissions.

We ask applicants to submit a 2-3-page proposal. The proposal should include:

A research question and a clear statement of work that can be completed within 6 months of award. Applicants are encouraged to leverage, as much as possible, regional context and local examples in their submissions.
A summary of the project (1-2 pages) explaining the area of focus, a description of techniques, relevant prior work, and a timeline with milestones and expected outcomes (recall that the timeline should not be more than 6 months)
A draft budget description (<1 page) including an approximate cost of the award and explanation of how funds would be spent. Proposals are highly encouraged to focus funding on project personnel, especially PhD students. Proposals from small collaborative teams are also encouraged. The proposed budget should be within USD 30,000 (overhead is typically limited to 5-8%). Please note that in the submission form you will be asked to provide the requested amount in USD.
Name(s) of the researcher(s) involved in the proposed work with their CV/resume.
Indication of any previous or current connections/collaborations with Facebook (in which case, please provide context and name the Facebook contacts).
Successful awardees will be listed on the Facebook Research website and will be encouraged to openly publish any findings/insights from their work. Research findings will also serve as the basis for discussions for a workshop to be held in Hong Kong in September/ October 2020 and in Germany in November 2020.
Applications should be submitted by 31 January 2020.
Enquiries may be directed to Miss Jass WU (ccsg@hku.hk).

APPLICATION IS NOW CLOSED.

Eligibility

Organizations must be a nonprofit or non-governmental organization with recognized legal status in their respective country (equal to 501(c)(3) status under the United States Internal Revenue Code) and should comply with the applicable laws to receive foreign funds in their respective country.
Applicants must be the Principal Investigator on any resulting award.
Each applicant may submit one proposal per solicitation.

Timeline and Dates

Steps to submit a proposal:

Terms and conditions

By submitting a proposal, you are authorizing Facebook and the Centre for Civil Society and Governance to evaluate the proposal for a potential award, and you agree to the terms herein.
You agree that Facebook and the Centre for Civil Society and Governance will not be required to treat any part of the proposal as confidential or protected by copyright.
You agree and acknowledge that personal data submitted with the proposal, including name, mailing address, phone number, and email address of you and other named researchers in the proposal may be collected, processed, stored and otherwise used by Facebook and the Centre for Civil Society and Governance for the purposes of administering the website and evaluating the contents of the proposal.
You acknowledge that neither party is obligated to enter into any business transaction as a result of the proposal submission, Facebook or the Centre for Civil Society and Governance is under no obligation to review or consider the proposal, and neither party acquires any intellectual property rights as a result of submitting the proposal.
Any feedback you provide to Facebook or the Centre for Civil Society and Governance in the proposal regarding its products or services will not be treated as confidential or protected by copyright, and Facebook and the Centre for Civil Society and Governance is free to use such feedback on an unrestricted basis with no compensation to you.